Dana Gloor, a principal in the firm’s Commercial & Business Litigation practice group, is giving the keynote address at the Annual Business Meeting and Installation of Officers for the Baltimore Chapter of the Society of Financial Service Professionals. The presentation is titled “Don’t Do this…Recent Enforcement Actions Involving Advisors.”

Program Description:

Please join us on Tuesday, June 5, 2018 at the Baltimore Country Club for our Annual Business Meeting and Installation of Officers. Our Keynote speaker this year will be attorney Dana Sirkis Gloor, Principal, Miles & Stockbridge. The topic of her presentation is “Don’t Do this…Recent Enforcement Actions Involving Advisors.” Dana will review some recent SEC and other regulatory actions against advisors and she will use them as a springboard for a discussion of lessons to be learned from these advisors’ mistakes.