Dana Gloor, a principal in the firm’s Baltimore office, will be participating in a BD Lab panel titled “When is an Advertisement Deemed to be Misleading?” at this year’s National Society of Compliance Professionals National Conference.

Program Description:

In this lab, attendees will have the opportunity to review case studies and participate in a lively discussion working towards identifying potential advertising pitfalls and issues. This panel will also focus on FINRA’s communications with the public regulations and guidelines and the SEC’s risk alert regarding advertising.

Speakers:

• Dana Gloor, Principal, Miles & Stockbridge
• Jane Riley, Chief Compliance Officer, The Leaders Group/TLG Advisors